SEC Filings


Form 424B5
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. filed this Form 424B5 on 08/15/2017
Document Outline
Entire Document (933.7 KB)
Subdocument 1 - 424B5 - 424B5
Page 1 - The information in this preliminary prospectus supplement is not complete and may be changed. This p
Page 2 - TABLE OF CONTENTS
Page 3 - ABOUT THIS PROSPECTUS SUPPLEMENT
Page 4 - CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS
Page 5 - N/A
Page 6 - PROSPECTUS SUMMARY
Page 7 - THE OFFERING
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - RISK FACTORS
Page 12 - We may not have the ability to raise the funds necessary to settle conversions of the notes in cash
Page 13 - The conversion rate of the notes may not be adjusted for all dilutive events.
Page 14 - The notes do not trade on any national securities exchange and are not quoted on any interdealer quo
Page 15 - Upon conversion of the notes, you may receive less valuable consideration than expected because the
Page 16 - Investing in the notes and in our common stock may involve a high degree of risk. Holders of the not
Page 17 - The notes are not protected by restrictive covenants.
Page 18 - An increase in market interest rates may reduce the trading price of the notes.
Page 19 - USE OF PROCEEDS
Page 20 - RATIOS OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVID
Page 21 - CAPITALIZATION
Page 22 - DESCRIPTION OF NOTES
Page 23 - Redemption of Notes to Preserve REIT Status
Page 24 - Purchase and Cancellation
Page 25 - Interest
Page 26 - Conversion Rights
Page 27 - Conversion Procedures
Page 28 - Settlement Upon Conversion
Page 29 - N/A
Page 30 - Conversion Rate Adjustments
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Page 34 - N/A
Page 35 - N/A
Page 36 - N/A
Page 37 - Stockholder rights plans
Page 38 - Adjustments of Prices
Page 39 - N/A
Page 40 - Fundamental Change Permits Holders to Require Us to Repurchase Notes
Page 41 - N/A
Page 42 - N/A
Page 43 - Restrictions on Ownership and Transfer of Stock; Limitation on Stock Issuable Upon Conversion
Page 44 - Consolidation, Merger and Sale of Assets
Page 45 - N/A
Page 46 - N/A
Page 47 - Modification and Amendment
Page 48 - N/A
Page 49 - Discharge
Page 50 - Governing Law
Page 51 - Certificated Notes
Page 52 - UNDERWRITING
Page 53 - Other Relationships
Page 54 - Notice to Prospective Investors in the European Economic Area
Page 55 - Notice to Prospective Investors in the United Kingdom
Page 56 - N/A
Page 57 - ADDITIONAL U.S. FEDERAL INCOME TAX CONSIDERATIONS
Page 58 - Taxation of Noteholders
Page 59 - Additional Interest
Page 60 - Adjustments to Conversion Rate
Page 61 - Possible Effect of a Change in Conversion Consideration
Page 62 - Adjustments to Conversion Rate
Page 63 - Income or Gains Effectively Connected with a U.S. Trade or Business
Page 64 - Foreign Accounts
Page 65 - Tax on Built-In Gains
Page 66 - Asset Tests
Page 67 - Qualified Shareholders
Page 68 - FATCA Withholding
Page 69 - LEGAL MATTERS
Page 70 - WHERE YOU CAN FIND MORE INFORMATION AND INCORPORATION BY REFERENCE
Page 71 - N/A
Page 72 - PROSPECTUS
Page 73 - CONTENTS
Page 74 - APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Page 75 - SUMMARY INFORMATION
Page 76 - RISK FACTORS
Page 77 - FORWARD-LOOKING STATEMENTS
Page 78 - N/A
Page 79 - RATIOS OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES
Page 80 - USE OF PROCEEDS
Page 81 - SELLING STOCKHOLDERS
Page 82 - PLAN OF DISTRIBUTION
Page 83 - N/A
Page 84 - DESCRIPTION OF SECURITIES
Page 85 - DESCRIPTION OF COMMON STOCK
Page 86 - Power to Increase or Decrease Authorized Shares of Stock and Issue Additional Shares of Common and P
Page 87 - DESCRIPTION OF PREFERRED STOCK
Page 88 - Description of Our Series A Preferred Stock
Page 89 - N/A
Page 90 - Restrictions on Ownership and Transfer
Page 91 - DESCRIPTION OF DEPOSITARY SHARES
Page 92 - Liquidation Preference
Page 93 - DESCRIPTION OF DEBT SECURITIES
Page 94 - Form of Debt Securities
Page 95 - Modification of the Indenture
Page 96 - DESCRIPTION OF WARRANTS
Page 97 - N/A
Page 98 - DESCRIPTION OF RIGHTS
Page 99 - RESTRICTIONS ON OWNERSHIP AND TRANSFER
Page 100 - N/A
Page 101 - N/A
Page 102 - N/A
Page 103 - DESCRIPTION OF CERTAIN PROVISIONS OF THE MARYLAND GENERAL CORPORATION
Page 104 - Control Share Acquisitions
Page 105 - Subtitle 8
Page 106 - Dissolution of Our Company
Page 107 - REIT Qualification
Page 108 - U.S. FEDERAL INCOME TAX CONSIDERATIONS
Page 109 - Taxation of Our Company General
Page 110 - Taxation of REITs in General
Page 111 - Requirements for Qualification as a REIT
Page 112 - Effect of Subsidiary Entities
Page 113 - pro rata
Page 114 - Taxable Mortgage Pools
Page 115 - Gross Income Tests
Page 116 - N/A
Page 117 - Fee Income
Page 118 - Hedging Transactions
Page 119 - Phantom Income
Page 120 - Asset Tests
Page 121 - de minimis
Page 122 - pro rata
Page 123 - Excess Inclusion Income
Page 124 - Foreclosure Property
Page 125 - Distributions
Page 126 - Dispositions of Our Common Stock
Page 127 - Passive Activity Losses and Investment Interest Limitations
Page 128 - Taxation of Non-U.S. Stockholders
Page 129 - Capital Gain Dividends
Page 130 - Backup Withholding and Information Reporting
Page 131 - Foreign Accounts
Page 132 - BOOK-ENTRY SECURITIES
Page 133 - N/A
Page 134 - LEGAL MATTERS
Page 135 - N/A
Page 136 - % Convertible Senior Notes due 2022